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About Us | Leadership | Matt Rupert
Matt Rupert
Head of Wealth Management Sales Supervision

Matt Rupert is Vice President of Sales Supervision for HilltopSecurities’ Private Client Group and Momentum Independent Network. Mr. Rupert works to establish policies and procedures alongside the compliance department to allow for supervision of the firm’s activities. He also oversees the implementation and maintenance of the firm’s approved supervisory technology platforms.

He is a member of the Securities Industry and Financial Markets Association (SIFMA) and is a participant of the Private Client Supervisors Roundtable.

Career Highlights

  • Over two decades of experience in the financial services industry
  • Held multiple supervisory roles with the firm, including Assistant Vice President of Sales Supervision and Regional Office of Supervisory Jurisdiction (OSJ) Manager
  • Joined HilltopSecurities’ legacy firm, SWS Financial Services Inc, in 2006, serving as Regional OSJ then Assistant Vice President, Wealth Management Sales Supervision for SWS Financial Services, Inc. and Southwest Securities, Inc. in 2009
  • Prior to joining HilltopSecurities, worked as an OSJ manager at XCU Capital

Education

  • Bachelor of Science, Health Policy and Administration, Pennsylvania State University

Current Affiliations

  • Member, Securities Industry and Financial Markets Association (SIFMA)
  • Participant, Private Client Supervisors Roundtable

Registration & Qualifications

  • FINRA Series 3, 4, 7, 10, 24, 53, 63, 66

Get to Know Matt

23
years in the industry
16
years with HilltopSecurities
18
years married with 3 kids (ages 16, 13, and 6). I enjoy road cycling, golf, hockey, camping, and most of all quality time with my family.
“Winning teams have the least amount of distractions. They have a really tight group of people working towards the same common goal.”
LARRY DIXON
John R. Muschalek
John R. Muschalek
President, Momentum Independent Network
Will Nelson
Will Nelson
Head of Momentum Independent Network
Barbara Pittman
Barbara Pittman
Senior Vice President, Insurance
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